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Procurement Procedures

Concession Award

Award of a contract where the economic risk of service provision lies with the concessionaire.

What is a Concession Award?

A concession award (German: Konzessionsvergabe) is a special procurement procedure where the contracting authority grants a company (the concessionaire) the right to use or exploit a service. The key feature is risk transfer: the concessionaire bears the economic operating risk in whole or in part.

Distinction from Classical Contracts

FeaturePublic ContractConcession
RemunerationPayment by authorityRight to exploit
Economic riskWith authorityWith concessionaire
RevenueFixed priceUser fees from third parties
Demand riskAuthorityConcessionaire
Typical durationShort to medium termLong term (5-30 years)

Types of Concessions

1. Works concession (§ 105(1) No. 1 GWB):

  • Transfer of the right to use a construction work
  • Examples: toll bridges, parking garages with management rights
  • The concessionaire finances, builds, and operates the facility

2. Service concession (§ 105(1) No. 2 GWB):

  • Transfer of the right to provide and exploit a service
  • Examples: canteen operation, parking management, public transport lines

Legal Framework

  • Directive 2014/23/EU (Concessions Directive)
  • §§ 105-113 GWB: Concessions in German competition law
  • KonzVgV: Concession procurement regulation
  • Threshold: €5,538,000 for all concessions

Procedure

The concession award follows a more flexible procedure than classical procurements:

  1. Publication: Notice in the Official Journal of the EU (TED) and nationally
  2. Expression of interest: Companies express their interest
  3. Negotiations: The authority may negotiate with multiple candidates
  4. Final negotiation: Negotiation of final conditions
  5. Award: Granting of the concession

The KonzVgV grants more flexibility than the VgV: no fixed procedure types, negotiations always possible, more flexible deadlines.

Risk Transfer as Core Feature

The risk transfer must be real. A contract where the authority fully assumes economic risk (e.g., through revenue guarantees) is not a concession but a public contract. Operating risk includes demand risk, supply risk, and market risk.

Practical Examples

Highway rest area: Concessionaire builds and operates the facility, earning revenue from fuel sales and catering. Risk: traffic volume may decline. Duration: 20-30 years.

Canteen operation: Concessionaire operates a canteen in a government building, earning revenue from meal sales. Risk: demand development, food prices. Duration: 3-10 years.

Exemptions

Not covered by concession rules: water concessions (§ 149 No. 9 GWB), emergency service concessions to non-profit organizations, aviation concessions, and in-house awards.

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